
AFCA Stays Silent at New System Meltdown
With the end of July fast-approaching, many in the industry - Aggregators, Lenders, Industry Bodi...
moreContact us 1300 817 662
Thousands of brokers and major aggregators trust CompliFast to manage their NCCP compliance
CompliFast is the only online compliance tool specifically designed for ACL Holders, covering all of a Licensee's obligations under the NCCP Act (2009). CompliFast is a live program; constantly updated with revised requirements and changes in legislation, so you can complete your Annual Compliance Certificate (CL50) with certainty.
Credit Licensees now have an obligation to report breaches to ASIC in certain situations. If a breach is reportable and you don't report it, you may be fined or face jail time.For significant breaches that occurred on or after 1 October 2021, ASIC must be notified through the ASIC Regulatory Portal within 30 calendar days after you become aware.
With Lenders applying pressure on aggregators to ensure their ACL holders are compliant with RG273, there is an onus on brokers to demonstrate their compliance - an easy way to do this is to have your loan files independently reviewed on a regular basis.
1. Education
Read your quarterly information pack to use as a guide before you start your compliance monitoring, a simple read before you start. more
2. Assessment
Quarterly questionnaires to complete an overall assessment of your business regularly, which ASIC expects. more
3. Feedback
Professional and personalised compliance reports with recommended corrective action plans for compliance breaches. more
4. Easy Access
We keep your reports safe and secure. Access your reports at anytime through your secure login. more
With the end of July fast-approaching, many in the industry - Aggregators, Lenders, Industry Bodi...
moreWith the recent NSW Supreme Court decision in the case between LMG and Revenue NSW, everyone in t...
more"Compliance" can be a pretty misused term but it simply refers to your obligations. When it comes...
moreCopyright 2009-2025 QED Risk Services All prices in AUD